[Job Vacancy] Compliance Officer at Spok Capital Limited

Jobs

Spok Capital Limited is a client-focused financial Services company, licensed by the Securities & Exchange Commission. We offer wide range of financial, investment and advisory services to meet specific needs of our clients.

We are recruiting to fill the position below:

Job Title: Compliance Officer

Location: Lagos

Job Description

Preserve the company’s integrity by making sure it stays on a lawful and ethical course 
Develop and oversee control systems to prevent or deal with violations of legal, regulatory guidelines and internal policies
Evaluate the efficiency of control systems and improve them continuously 
Prepare regulatory reports in a timely manner and interact with regulators on compliance issues.
Revise procedures and reports periodically to identify hidden risks or non-conformity issues.
Draft, modify and implement company policies.
Collaborate with corporate counsels and other departments to monitor enforcement of standards and regulations 
Developing policies and programs that encourage managers and employees to report suspected fraud and other improprieties, without fear of retaliation 
Coordinating internal compliance review and monitoring activities, including periodic reviews of departments.
Independently investigate and act on matters related to compliance
Work with the Company secretary and legal counsels on matters related to board governance and other board related issues
Assess the business’s future ventures to identify possible compliance risks 
Review the work of colleagues when necessary to ensure that both regulatory and internal compliance issues are adhered to 
Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control.
Providing strategic direction to the management team on compliance 
Preparing and presenting clear and concise compliance reports to the Board.
Coordinating efforts related to audits, reviews, and examinations 

How to ApplyInterested and qualified candidates should forward their CV to: [email protected] and [email protected] using the job title as the subject of the mail